source:
  type: regulation
  id: gnma-mbs-ch12
  authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: "Ginnie Mae MBS Guide Chapter 12 (The Prospectus, Securities And Securities Marketing). New-source\
    \ fetch + gap-fill (verbatim). \n"
obligations:
- id: gnma-mbs-ch12-0
  canonical_id: gnma-mbs-ch12-0
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 This chapter identifies
    the form of prospectus for each pool type, describes the forms, preparation, registration, and delivery of Ginnie
    Mae securities, both at the time of initial issuance and in connection with subsequent exchanges of securities
    and transfers of s…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 This chapter identifies the form of prospectus for each pool type, describes
      the forms, preparation, registration, and delivery of Ginnie Mae securities, both at the time of initial issuance
      and in connection with subsequent exchanges of securities and transfers of securities from one security holder
      to another, and provides guidance on the marketing of Ginnie Mae securities. Additional requirements, if any,
      for particular pool types can be found in MBS Guide, Ch. 24 through 32 and 35.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-1
  canonical_id: gnma-mbs-ch12-1
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2023-12-01 For all pools submitted
    using paper submission process, the Issuer must prepare the appropriate standard form prospectus for presentation
    to each prospective purchaser. For pools submitted using Ginnie Mae’s electronic pooling applications, including
    all multiple Iss…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2023-12-01 For all pools submitted using paper submission process, the Issuer must prepare
      the appropriate standard form prospectus for presentation to each prospective purchaser. For pools submitted
      using Ginnie Mae’s electronic pooling applications, including all multiple Issuer pools, the PPA will prepare
      the prospectus and provide a copy to the Issuer. The Issuer must present the prospectus to each prospective
      purchaser. The standard forms of prospectus for Ginnie Mae pool types can be found in Appendices IV-4 through
      IV-10, IV-20 through IV-24 and IV-29 through IV-31. Copies of standard forms of prospectuses for Ginnie Mae
      MBS issued prior to July 1, 2003 can be found on Ginnie Mae’s website at www.ginniemae.gov.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-2
  canonical_id: gnma-mbs-ch12-2
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 No security of any Issuer
    may be sold in the primary market unless a prospectus is given to the initial purchaser or is sent to the initial
    purchaser under such circumstances that it would normally be received prior to any payment of all or any part
    of the purchase p…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 No security of any Issuer may be sold in the primary market unless a prospectus
      is given to the initial purchaser or is sent to the initial purchaser under such circumstances that it would
      normally be received prior to any payment of all or any part of the purchase price of the security.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-3
  canonical_id: gnma-mbs-ch12-3
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 Advertising in any form
    regarding the sale of Ginnie Mae MBS and HMBS and the issuance of statements or releases to the press, is prohibited
    until the proposed advertisements, statements, or releases are approved by Ginnie Mae’s Office of Issuer & Portfolio
    Managemen…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 Advertising in any form regarding the sale of Ginnie Mae MBS and HMBS and the
      issuance of statements or releases to the press, is prohibited until the proposed advertisements, statements,
      or releases are approved by Ginnie Mae’s Office of Issuer & Portfolio Management (see Addresses). Advertisements
      must contain no more than the following information: (1) the name and address of the Issuer of the security;
      (2) the title of the security, the amount being offered, and the per-unit offering price to the public; (3)
      the identity of the general type of business of the Issuer; (4) the party from whom a prospectus may be obtained;
      (5) the minimum denomination of the securities; (6) a brief statement of the Ginnie Mae guaranty; and'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-4
  canonical_id: gnma-mbs-ch12-4
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: , Rev. 1 12-2 ginniemae.gov (7) any statement
    or legend required by state law or administrative authority.'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ', Rev. 1 12-2 ginniemae.gov (7) any statement or legend required by state law or administrative
      authority.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-5
  canonical_id: gnma-mbs-ch12-5
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 (1) In marketing the securities,
    the Issuer is required to comply with the requirements set out in Securities Marketing and Trading Requirements
    (Appendix IV-1), which are intended to ensure that Issuers carry out their marketing and trading activities
    in a manner co…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 (1) In marketing the securities, the Issuer is required to comply with the requirements
      set out in Securities Marketing and Trading Requirements (Appendix IV-1), which are intended to ensure that
      Issuers carry out their marketing and trading activities in a manner consistent with prudent business practices
      and the financial capacity of prospective purchasers. (2) The Issuer of a Ginnie Mae I pool or a Ginnie Mae
      II custom pool is responsible for marketing all of the securities related to the pool. An Issuer participating
      in a Ginnie Mae II multiple Issuer pool is responsible for marketing all of the securities related to its
      own loan package. Each Issuer makes all necessary arrangements for the sale of and receipt of payment for
      the securities for which it is responsible. Prevailing market conditions will determine whether the securities
      can be sold at their initial principal amount (par), at a discount, or at a premium. The cost of any marketing
      discount must be borne by the Issuer.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-6
  canonical_id: gnma-mbs-ch12-6
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: THE SECURITIES: FORMS OF INITIAL ISSUANCE
    This section is applicable to all Ginnie Mae MBS. Section A. Introduction'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: 'THE SECURITIES: FORMS OF INITIAL ISSUANCE This section is applicable to all Ginnie Mae MBS.
      Section A. Introduction'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-7
  canonical_id: gnma-mbs-ch12-7
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 All Ginnie Mae MBS will
    be issued initially in book-entry form. After initial issuance of such Ginnie Mae MBS, an investor may request
    delivery of a certificated security registered in its name or the name of its designee. (Please See MBS Guide
    Chapter 12, Part 9, § …'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 All Ginnie Mae MBS will be issued initially in book-entry form. After initial
      issuance of such Ginnie Mae MBS, an investor may request delivery of a certificated security registered in
      its name or the name of its designee. (Please See MBS Guide Chapter 12, Part 9, § B(1)) To the extent that
      such Ginnie Mae MBS are held in book-entry form at any time, however, they will be held in uncertificated
      form by the depository. Instructions for issuance of book-entry Ginnie Mae MBS are found in Appendix IV-2
      of this Guide. Section B. Book-Entry Securities'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-8
  canonical_id: gnma-mbs-ch12-8
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2021-10-29 (1) Form of Ginnie Mae MBS
    identified in MBS Guide, Ch. 12, Part 6, § A (a) Immediately following pool processing and approval of the pool,
    the CPTA will prepare an entry for the Ginnie Mae central registry, described in MBS Guide, Ch. 12, Part 8,
    with respect to the…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2021-10-29 (1) Form of Ginnie Mae MBS identified in MBS Guide, Ch. 12, Part 6, § A (a) Immediately
      following pool processing and approval of the pool, the CPTA will prepare an entry for the Ginnie Mae central
      registry, described in MBS Guide, Ch. 12, Part 8, with respect to the new issuance of securities. This entry
      will include the principal pool-specific terms of the securities (including, without limitation, pool number,
      original principal amount, interest rate, and maturity date) and in so doing will register the depository,
      as registered owner of the securities. Registration of the depository as registered owner of an issuance of
      securities occurs when the transfer agent releases to the central register the entry for that issuance. (b)
      The terms of an issuance of book-entry securities will consist of (i) the terms set forth in the applicable
      central registry entry, (ii) the terms set forth in the applicable'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-9
  canonical_id: gnma-mbs-ch12-9
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: , Rev. 1 12-3 ginniemae.gov Appendix
    designated below, and (iii) the terms set forth in the remainder of this Guide: (i) Ginnie Mae I MBS SF, BD,
    GEM, GPM and MH pools: Appendix IV-17 CL pools: Appendix IV-A PL, Level Payment LM and LS pools: Appendix IV-B
    PN, Non-Level Payment L…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ', Rev. 1 12-3 ginniemae.gov Appendix designated below, and (iii) the terms set forth in the
      remainder of this Guide: (i) Ginnie Mae I MBS SF, BD, GEM, GPM and MH pools: Appendix IV-17 CL pools: Appendix
      IV-A PL, Level Payment LM and LS pools: Appendix IV-B PN, Non-Level Payment LM, LS pools and RX pools: Appendix
      IV-C CS pools: Appendix IV-D (ii) Ginnie Mae II MBS SF, FS, ET, BD, GPM, RG, JM, GEM, and MH pools: Appendix
      IV-27 ARM pools: Appendix IV-28 (iii) Ginnie Mae II Custom HMBS Related pool type suffixes as described in
      MBS Guide, Ch. 35 and applicable Appendices. (c) In case of inconsistency, the terms set forth in the applicable
      central registry entry shall govern over the terms set forth in the applicable Appendix and the terms set
      forth in the remainder of this Guide, and the terms set forth in the applicable Appendix shall govern over
      the terms set forth in the remainder of this Guide. (2) Delivery dates: (a) Registration of book-entry securities
      in the name of the depository will constitute delivery of the securities to the depository. On the settlement
      date specified on the Schedule of Subscribers and Ginnie Mae Guaranty Agreement, form HUD 11705 (Appendix
      III6) or form HUD 11705H (Appendix III-28), submitted by the Issuer, the depository will deliver the securities
      to depository members, following the depository’s procedures, in accordance with the instructions specified
      on the form HUD 11705 or form HUD 11705H. (b) Complete instructions and examples for delivery of securities
      through the book-entry system are provided in Appendix IV-2. Any questions regarding book-entry delivery methods
      and settlement procedures should be referred to the Depository Operations Manager (see Addresses). (3) Responsibility
      for delivery: (a) It is the responsibility of the investor, if the investor is not itself a member, to arrange
      for a depository member to take delivery of the investor’s security position within the depository on the
      specified settlement date. It is the responsibility of the Issuer to ensure that the correct member is designated
      and that the correct depository'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-10
  canonical_id: gnma-mbs-ch12-10
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: , Rev. 1 12-4 ginniemae.gov account information
    is provided on the Schedule of Subscribers and Ginnie Mae Guaranty Agreement, form HUD 11705. Otherwise, the
    depository may not be able to credit the proper account at the time specified by the Issuer. Ginnie Mae is not
    responsible …'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ', Rev. 1 12-4 ginniemae.gov account information is provided on the Schedule of Subscribers
      and Ginnie Mae Guaranty Agreement, form HUD 11705. Otherwise, the depository may not be able to credit the
      proper account at the time specified by the Issuer. Ginnie Mae is not responsible for proper establishment
      of account positions within the depository. (4) Effective date of guaranty: (a) The Ginnie Mae guaranty of
      book-entry securities becomes effective upon registration of the securities in the name of the depository
      on the central registry.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-11
  canonical_id: gnma-mbs-ch12-11
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: GINNIE MAE I MBS PROGRAM: SECURITY HOLDERS
    REGISTER Each Issuer of Ginnie Mae I MBS must maintain a register of security holders for each Ginnie Mae I
    pool for which the Issuer is responsible. Section A. Contents'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: 'GINNIE MAE I MBS PROGRAM: SECURITY HOLDERS REGISTER Each Issuer of Ginnie Mae I MBS must maintain
      a register of security holders for each Ginnie Mae I pool for which the Issuer is responsible. Section A.
      Contents'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-12
  canonical_id: gnma-mbs-ch12-12
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 The register must contain
    at least the following information for each security outstanding: (1) pool number (2) certificate number, if
    applicable; (3) name, address, and EIN of each security holder; (4) original principal amount of security; (5)
    date of issue of the …'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 The register must contain at least the following information for each security
      outstanding: (1) pool number (2) certificate number, if applicable; (3) name, address, and EIN of each security
      holder; (4) original principal amount of security; (5) date of issue of the securities; (6) interest rate;
      (7) initial payment date; (8) maturity date. Issuers must provide Ginnie Mae with an updated remittance file
      which lists all payments made to all Ginnie Mae MBS I security holders for that month, as described in Appendix
      VI- 10 and Appendix VI-11. Section B. Notification of Changes'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
- id: gnma-mbs-ch12-13
  canonical_id: gnma-mbs-ch12-13
  section: Ginnie Mae MBS Guide Chapter 12 — The Prospectus, Securities And Securities Marketing
  description: 'Ch.12 The Prospectus, Securities And Securities Marketing: : 2013-08-01 The Issuer must notify the
    CPTA in writing of any changes or corrections it makes to its register of security holders. The notification
    must include pool number, registered security holder’s name as used in the security registration, security holder’s
    EIN, and the in…'
  type: do
  tags:
  - regulator-direct
  - gap-fill
  - gnma-mbs-guide
  - section-complete
  primary_source:
    tier: 1
    authority: Ginnie Mae MBS Guide (5500.3, Rev. 1) Chapter 12 — The Prospectus, Securities And Securities Marketing
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_12.pdf
    snapshot_id: 250500322918a168
    fetched_at: '2026-06-18T00:00:00+00:00'
    content_hash: sha256:24bfd2d4ed912844730151838f3e3b17cda3437344a55e4ee0104536943f3a14
    paragraph_quote: ': 2013-08-01 The Issuer must notify the CPTA in writing of any changes or corrections it makes
      to its register of security holders. The notification must include pool number, registered security holder’s
      name as used in the security registration, security holder’s EIN, and the information requiring change. Similarly,
      the CPTA will notify Issuers of transfer activity (Please See MBS Guide Chapter 12, Part 9) and of any other
      change requests it receives directly from Ginnie Mae security holders. An Issuer may not change a security
      holder’s registered name without a transfer advice from the CPTA.'
    drafter_attestation: Verbatim paragraph from Ginnie Mae MBS Guide Chapter 12 PDF, snapshot 250500322918a168;
      substring-verified. New-source fetch.
  judgment: false
