source:
  type: regulation
  id: gnma-mbs-ch17
  authority: "Ginnie Mae MBS Guide Chapter 17 — Pool, Loan Package and Loan Accounting and Reporting"
  description: "GNMA MBS Guide Chapter 17 — monthly reporting and certification stack\n(RFS Issuer Monthly Report of Pool and Loan Data by 7:00 pm ET on 2nd\nbusiness day; exception correction by 4th business day; Monthly\nReporting Certification by 14th business day; Liquidation Event\nReporting by 5:00 am ET next business day; PDS reporting and\ncertification timelines).\n"
obligations:
- id: gnma-mbs-ch17-monthly-reporting-2nd-business-day
  canonical_id: gnma-mbs-ch17-monthly-reporting-2nd-business-day
  section: "Ginnie Mae MBS Guide Ch. 17, Part 4, Section B — Monthly Deadline for Reporting Pool and Loan Level Data"
  description: 'For each type of pool covered by Chapter 17, [ISSUER] must report

    to Ginnie Mae the pool and loan data described in the Reporting and

    Feedback System (RFS) Issuer Monthly Report of Pool and Loan Data

    (Appendix VI-19) by 7:00 pm (Eastern Time) on the 2nd business day

    of each month.

    '
  type: do
  audit_question: For every reporting month, can [ISSUER] evidence submission of the RFS Issuer Monthly Report of Pool and Loan Data (Appendix VI-19) by 7:00 pm Eastern Time on the 2nd business day of the month?
  workflow_phase: servicing
  owner_role: default_servicing_analyst
  secondary_owner_role: compliance_officer
  cadence: monthly
  consequence: ''
  tags:
  - round-b
  - regulator-direct
  - gnma
  - mbs-guide
  - ch17
  - monthly-reporting
  - 2nd-business-day
  - promoted
  primary_source:
    tier: 1
    authority: "Ginnie Mae MBS Guide Chapter 17, Part 4, Section B — Monthly Deadline for Reporting Pool and Loan Level Data"
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_17.pdf
    snapshot_id: da4e1aaa4ec7198a
    fetched_at: '2026-05-23T00:30:00Z'
    content_hash: sha256:65a31a7e5b74445d880a8bcc5c6d4c96cf1659d24ed8e8f55b766ee83c1c73c2
    paragraph_quote: 'pool and loan data described in the Reporting and Feedback System (RFS) Issuer Monthly '
    drafter_attestation: Copied verbatim from GNMA MBS Guide Chapter 17 snapshot da4e1aaa4ec7198a at 2026-05-23.
  promoted_at: '2026-05-23T01:32:24+00:00'
  promoted_from: gnma-mbs-ch17-roundb-v1.yaml
  program_review: Does the program ensure the RFS Issuer Monthly Report of Pool and Loan Data (Appendix VI-19) is submitted by 7:00 pm ET on the 2nd business day of each month?
  file_review: For each month, confirm RFS pool/loan data submission by 7:00 pm ET on the 2nd business day.
  judgment: false
  feeds:
  - gnma-mbs-ch17-monthly-certification-14th-business-day
- id: gnma-mbs-ch17-monthly-certification-14th-business-day
  canonical_id: gnma-mbs-ch17-monthly-certification-14th-business-day
  section: "Ginnie Mae MBS Guide Ch. 17, Part 5 — Monthly Certification Requirements"
  description: 'For each monthly reporting period, [ISSUER] must certify the monthly

    pool and loan data reported to Ginnie Mae. This certification may

    be done as early as the 10th business day of the month but no later

    than 7:00 pm (Eastern Time) on the 14th business day of the month,

    using the Monthly Reporting Certification screen located within RFS.

    '
  type: do
  audit_question: For every monthly reporting period, can [ISSUER] evidence completion of the Monthly Reporting Certification in RFS no later than 7:00 pm Eastern Time on the 14th business day of the month?
  workflow_phase: servicing
  owner_role: default_servicing_analyst
  secondary_owner_role: compliance_officer
  cadence: monthly
  consequence: ''
  tags:
  - round-b
  - regulator-direct
  - gnma
  - mbs-guide
  - ch17
  - monthly-certification
  - 14th-business-day
  - promoted
  primary_source:
    tier: 1
    authority: "Ginnie Mae MBS Guide Chapter 17, Part 5 — Monthly Certification Requirements"
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_17.pdf
    snapshot_id: da4e1aaa4ec7198a
    fetched_at: '2026-05-23T00:30:00Z'
    content_hash: sha256:65a31a7e5b74445d880a8bcc5c6d4c96cf1659d24ed8e8f55b766ee83c1c73c2
    paragraph_quote: 'For each monthly reporting period, each Issuer is required to certify the monthly pool and loan '
    drafter_attestation: Copied verbatim from GNMA MBS Guide Chapter 17 snapshot da4e1aaa4ec7198a at 2026-05-23.
  promoted_at: '2026-05-23T01:32:24+00:00'
  promoted_from: gnma-mbs-ch17-roundb-v1.yaml
  program_review: Does the program ensure the Monthly Reporting Certification in RFS is completed no later than 7:00 pm ET on the 14th business day of the month?
  file_review: For each month, confirm the RFS Monthly Reporting Certification was completed by the 14th-business-day deadline.
  judgment: false
- id: gnma-mbs-ch17-liquidation-event-reporting
  canonical_id: gnma-mbs-ch17-liquidation-event-reporting
  section: "Ginnie Mae MBS Guide Ch. 17, Part 7, Section A — Liquidation Event Reporting"
  description: 'Liquidation Event Reporting (LER) is due by 5:00 AM Eastern Time

    (ET) the business day following the day the liquidation event

    occurs by utilizing the MyGinnieMae Portal. [ISSUER] may use direct

    data entry, file upload (HTTPS) or a Secure File Transfer Protocol

    (SFTP). Additional instructions on submission can be found in

    Appendix VI-24.

    '
  type: do
  audit_question: For every Liquidation Event (full liquidation of a loan from a Ginnie Mae MBS pool), can [ISSUER] evidence LER submission via MyGinnieMae Portal by 5:00 AM Eastern Time the business day following the liquidation event?
  workflow_phase: servicing
  owner_role: default_servicing_analyst
  secondary_owner_role: compliance_officer
  cadence: per-liquidation-event
  consequence: ''
  tags:
  - round-b
  - regulator-direct
  - gnma
  - mbs-guide
  - ch17
  - liquidation-event-reporting
  - ler
  - promoted
  primary_source:
    tier: 1
    authority: "Ginnie Mae MBS Guide Chapter 17, Part 7, Section A — Liquidation Event Reporting"
    source_class: gnma-mbs-guide
    source_url: https://www.ginniemae.gov/issuers/program_guidelines/MBSGuideLib/Chapter_17.pdf
    snapshot_id: da4e1aaa4ec7198a
    fetched_at: '2026-05-23T00:30:00Z'
    content_hash: sha256:65a31a7e5b74445d880a8bcc5c6d4c96cf1659d24ed8e8f55b766ee83c1c73c2
    paragraph_quote: 'LER is due by 5:00 AM Eastern Time (ET) the business day following the day the '
    drafter_attestation: Copied verbatim from GNMA MBS Guide Chapter 17 snapshot da4e1aaa4ec7198a at 2026-05-23.
  promoted_at: '2026-05-23T01:32:24+00:00'
  promoted_from: gnma-mbs-ch17-roundb-v1.yaml
  program_review: Does the program ensure Liquidation Event Reporting is submitted via MyGinnieMae Portal by 5:00 AM ET the business day following the liquidation event?
  file_review: For each liquidation event, confirm LER submission via the portal by 5:00 AM ET the next business day.
  judgment: false
_promotion_history:
- promoted_at: '2026-05-23T01:31:39+00:00'
  candidate_path: obligations\_remediation\_round_b_drafts\gnma-mbs-ch17-roundb-v1.yaml
  candidates_promoted: 0
  candidates_skipped_existing: 0
- promoted_at: '2026-05-23T01:32:24+00:00'
  candidate_path: obligations\_remediation\_round_b_drafts\gnma-mbs-ch17-roundb-v1.yaml
  candidates_promoted: 3
  candidates_skipped_existing: 0
